Home > Insider Trading > Filing (0001077771-12-000055)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1077771	Umpqua Holdings Corp	UMPQ	Savings Institution, Federally Chartered (6035)	931261319

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1462349	D Colin Eccles	One Sw Columbia Street, Suite 1200 Portland OR 97258	Evp/Cio	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2012-09-10	12,000	$9.01	53,122	No	4	M	Direct
Common Stock	Disposition	2012-09-10	12,000	$12.96	41,122	No	4	S	Direct
Common Stock	Acquisiton	2012-09-10	8,000	$12.46	49,122	No	4	M	Direct
Common Stock	Disposition	2012-09-10	8,000	$12.96	41,122	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2012-09-10	12,000	$12.96	20,000	$9.01
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2012-09-10	8,000	$12.96	20,000	$12.46

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
8,000	2010-01-20	2019-01-20	No	4	M	Direct
12,000	2011-03-04	2020-03-03	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Non-Qualified Stock Option (right to buy)	$10.97	2014-01-31	2021-01-30	11,500	11,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-01-30	11,500	11,500	Direct

Footnotes

Option granted 1/21/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
Option granted 3/04/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
Option granted 1/31/2011. The options vest three years following the grant date to the extent that the issuer's total shareholder return achieves specified targets as compared with the KRXTR regional bank stock index.