Filing Details
- Accession Number:
- 0001127602-12-026078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-11 10:30:12
- Reporting Period:
- 2012-09-10
- Filing Date:
- 2012-09-11
- Accepted Time:
- 2012-09-11 10:30:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 789933 | Nacco Industries Inc | NC | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 341505819 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247952 | R Claiborne Rankin | Nacco Industries, Inc. 5875 Landerbrook Drive, Ste. 300 Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2012-09-10 | 100 | $109.17 | 3,683 | No | 4 | S | Indirect | By Spouse/Trust |
| Class A Common Stock | Disposition | 2012-09-10 | 200 | $109.41 | 3,483 | No | 4 | S | Indirect | By Spouse/Trust |
| Class A Common Stock | Disposition | 2012-09-10 | 1 | $109.41 | 3,482 | No | 4 | S | Indirect | By Spouse/Trust |
| Class A Common Stock | Disposition | 2012-09-10 | 599 | $109.00 | 2,883 | No | 4 | S | Indirect | By Spouse/Trust |
| Class A Common Stock | Disposition | 2012-09-10 | 100 | $109.04 | 2,783 | No | 4 | S | Indirect | By Spouse/Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Spouse/Trust |
| No | 4 | S | Indirect | By Spouse/Trust |
| No | 4 | S | Indirect | By Spouse/Trust |
| No | 4 | S | Indirect | By Spouse/Trust |
| No | 4 | S | Indirect | By Spouse/Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Acquisiton | 2012-06-22 | 50,000 | $0.00 | 50,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2012-06-22 | 50,000 | $0.00 | 50,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | No | 5 | G | Indirect | ||
| 20,312 | No | 5 | G | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 2,116 | Indirect | By Assoc II/Spouse |
| Class A Common Stock | 6 | Indirect | By GP |
| Class A Common Stock | 40,028 | Indirect | By Assoc II |
| Class A Common Stock | 22,385 | Indirect | By RA4 |
| Class A Common Stock | 1,975 | Indirect | By RMI (Delaware) |
| Class A Common Stock | 27,322 | Indirect | By Trust |
| Class A Common Stock | 9,763 | Indirect | By Assoc II/Son |
| Class A Common Stock | 10,027 | Indirect | By Trust (Son) |
| Class A Common Stock | 12,763 | Indirect | By Assoc II/Daughter |
| Class A Common Stock | 5,272 | Indirect | By Trust (Daughter) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 19 | 19 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 62,670 | 62,670 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 97,312 | 97,312 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 19 | 19 | Indirect | |
| 62,670 | 62,670 | Indirect | |
| 97,312 | 97,312 | Indirect |
Footnotes
- Reporting Person's spouse serves as Trustee of a Trust for the benefit of Chloe O. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.. Reporting Person disclaims beneficial ownership of all such shares.
- GP. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
- Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
- RA4. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
- Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI").
- Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin.
- Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the child. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
- Held by Trust, Reporting Person is Co-Trustee for the benefit of Reporting Person's child. Reporting Person disclaims beneficial ownership of all such shares.
- N/A
- Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.---------
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