Filing Details
- Accession Number:
- 0000914317-12-001318
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-11 10:08:22
- Reporting Period:
- 2012-09-04
- Filing Date:
- 2012-09-11
- Accepted Time:
- 2012-09-11 09:08:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 33533 | Espey Mfg & Electronics Corp | ESP | Electronic Components, Nec (3679) | 141387171 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200033 | Carl Helmetag | 339 Sea View Riverside RI 02915 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock- $.33 1/3 Par Value | Acquisiton | 2012-09-04 | 250 | $28.01 | 16,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock - $.33 1/3 Par Value | 1,504 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $18.29 | 2009-02-21 | 2017-02-21 | 1,400 | 0 | Direct |
| Common Stock | Stock Option | $21.54 | 2010-05-23 | 2018-05-23 | 1,400 | 0 | Direct |
| Common Stock | Stock Option | $17.09 | 2011-02-20 | 2019-02-20 | 1,400 | 0 | Direct |
| Common Stock | Stock Option | $19.20 | 2012-08-19 | 2020-08-19 | 1,600 | 0 | Direct |
| Common Stock | Stock Option | $25.10 | 2013-08-26 | 2021-08-26 | 1,600 | 0 | Direct |
| Common Stock | Stock Option | $25.18 | 2014-06-01 | 2022-06-01 | 1,600 | 9,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-02-21 | 1,400 | 0 | Direct |
| 2018-05-23 | 1,400 | 0 | Direct |
| 2019-02-20 | 1,400 | 0 | Direct |
| 2020-08-19 | 1,600 | 0 | Direct |
| 2021-08-26 | 1,600 | 0 | Direct |
| 2022-06-01 | 1,600 | 9,000 | Direct |
Footnotes
- SEP IRA account
Billionaire Hedge Funds
