Filing Details
- Accession Number:
- 0001209191-12-044928
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-10 21:22:49
- Reporting Period:
- 2012-09-06
- Filing Date:
- 2012-09-10
- Accepted Time:
- 2012-09-10 20:22:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1212545 | Western Alliance Bancorporation | WAL | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1425114 | Bruce Hendricks | 2700 West Sahara Avenue Las Vegas NV 89102 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-06 | 37,500 | $7.03 | 97,596 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-06 | 27,853 | $9.53 | 69,743 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-09-06 | 37,500 | $0.00 | 37,500 | $7.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-10-24 | 2012-10-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,029 | Indirect | 401K Plan |
Common Stock | 12,500 | Indirect | The Bruce and Judith Hendricks Trust dated 10/29/90 |
Footnotes
- Reflects current shares held in the 401K Plan to include employer match
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.49 to $9.5606, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.