Filing Details

Accession Number:
0001181431-12-049653
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-10 17:23:50
Reporting Period:
2012-09-10
Filing Date:
2012-09-10
Accepted Time:
2012-09-10 17:23:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927628 Capital One Financial Corp COF State Commercial Banks (6022) 541719854
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1039765 Nv Groep Ing Bijlmerplein 888
1102 Mg Amsterdam P7
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock (Par Value $0.01 Per Share) Disposition 2012-09-10 54,028,086 $55.25 802,639 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. On September 10, 2012, ING Bank N.V., a wholly owned subsidiary of ING Groep N.V., sold an aggregate of 54,028,086 shares of common stock of Capital One Financial Corporation in an underwritten public offering pursuant to the Underwriting Agreement, dated September 4, 2012 (the "Underwriting Agreement"), among Merrill Lynch, Pierce, Fenner & Smith Incorporated, as representatives of the underwriters listed in Schedule I thereto, Capital One Financial Corporation and ING Bank N.V. Pursuant to the Underwriting Agreement, ING Bank N.V. sold such 54,028,086 shares of Common Stock to the Underwriters at a price of $55.2482 per share of Common Stock.
  2. These shares are held by indirect subsidiaries of ING Groep N.V. in their role as a discretionary manager of client portfolios. Certain of these shares may be managed by third-party sub-managers over which ING Groep N.V. and its subsidiaries do not have the ability to either direct the vote or the disposition of such shares. ING Groep N.V. disclaims beneficial ownership of such shares.