Filing Details
- Accession Number:
- 0001209191-12-044878
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-10 16:32:12
- Reporting Period:
- 2012-03-26
- Filing Date:
- 2012-09-10
- Accepted Time:
- 2012-09-10 16:32:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
731766 | Unitedhealth Group Inc | UNH | Hospital & Medical Service Plans (6324) | 411321939 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1287920 | Gail Boudreaux | C/O Unitedhealth Group 9900 Bren Road East Minnetonka MN 55343 | Evp & Ceo, Unitedhealthcare | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-03-26 | 2,771 | $0.00 | 0 | No | 4 | G | Indirect | by 2011-M Annuity Trust |
Common Stock | Acquisiton | 2012-03-26 | 2,771 | $0.00 | 209,992 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2012-09-07 | 2,771 | $55.03 | 207,221 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-09-07 | 32,275 | $33.94 | 239,496 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-07 | 25,217 | $54.89 | 214,279 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2012-09-07 | 28,280 | $29.74 | 242,559 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-07 | 20,856 | $54.89 | 221,703 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-09-07 | 49,606 | $54.91 | 172,097 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-09-07 | 12,229 | $54.95 | 0 | No | 4 | S | Indirect | by Insurance Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Indirect | by 2011-M Annuity Trust |
No | 4 | G | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | by Insurance Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2012-09-07 | 32,275 | $0.00 | 32,275 | $33.94 |
Common Stock | Stock Appreciation Rights | Disposition | 2012-09-07 | 28,280 | $0.00 | 28,280 | $29.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-06-05 | 2018-06-05 | No | 4 | M | Direct |
28,280 | 2012-02-03 | 2019-02-23 | No | 4 | M | Direct |
Footnotes
- Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.
- This transaction was executed in multiple trades ranging from $55.00 to $55.06 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades ranging from $54.88 to $54.985 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades ranging from $54.91 to $55.02 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The stock appreciation rights vest at a rate of 25% annually on June 5 from the years 2009 through 2012.
- The stock appreciation rights vest at a rate of 25% annually on February 3 from the years 2010 through 2013.