Filing Details

Accession Number:
0001181431-12-049597
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-10 15:57:24
Reporting Period:
2012-09-06
Filing Date:
2012-09-10
Accepted Time:
2012-09-10 15:57:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1085621 Icg Group Inc. ICGE Services-Management Consulting Services (8742) 232996071
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1178438 P Thomas Gerrity C/O Icg Group, Inc.
555 E. Lancaster Avenue, Suite 640
Radnor PA 19087
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.001 Per Share Disposition 2012-09-06 15,000 $9.03 123,164 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.001 Per Share 42,000 Indirect Held by Retirement Plan
Footnotes
  1. This column reflects the weighted average sales price for multiple transactions reported for September 6, 2012. Actual sales prices for those transactions ranged from $9.00 to $9.06, inclusive. The Reporting Person undertakes to provide to ICG Group, Inc., any security holder of ICG Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  2. This amount includes: (a) 45,768 shares of Common Stock that the Reporting Person has the right to receive following the termination of his services as a director pursuant to the terms of the ICG Group, Inc. Deferred Stock Unit Program, (b) 46,500 shares of Common Stock that the Reporting Person has the right to receive following the termination of his service or employment with the Company pursuant to the terms of the ICG Non-Management Director Plan and (c) 45,896 shares of Common Stock held jointly with his spouse.