Filing Details
- Accession Number:
- 0001127602-12-026043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-10 15:18:33
- Reporting Period:
- 2012-09-06
- Filing Date:
- 2012-09-10
- Accepted Time:
- 2012-09-10 15:18:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
7332 | Southwestern Energy Co | SWN | Crude Petroleum & Natural Gas (1311) | 710205415 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1103812 | M Harold Korell | Suite 125 2350 N. Sam Houston Parkway East Houston TX 77032 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-09-06 | 15,200 | $32.71 | 616,270 | No | 4 | S | Indirect | by 2011 Family Limited Partnership (Keepsake) |
Common Stock | Acquisiton | 2012-09-06 | 127,650 | $1.43 | 966,344 | No | 4 | M | Indirect | by 2011 Family Limited Partnership (Peacetyme) |
Common Stock | Disposition | 2012-09-06 | 127,650 | $32.60 | 838,694 | No | 4 | S | Indirect | by 2011 Family Limited Partnership (Peacetyme) |
Common Stock | Acquisiton | 2012-09-07 | 72,350 | $1.43 | 911,044 | No | 4 | M | Indirect | by 2011 Family Limited Partnership (Peacetyme) |
Common Stock | Disposition | 2012-09-07 | 72,350 | $32.48 | 838,694 | No | 4 | S | Indirect | by 2011 Family Limited Partnership (Peacetyme) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by 2011 Family Limited Partnership (Keepsake) |
No | 4 | M | Indirect | by 2011 Family Limited Partnership (Peacetyme) |
No | 4 | S | Indirect | by 2011 Family Limited Partnership (Peacetyme) |
No | 4 | M | Indirect | by 2011 Family Limited Partnership (Peacetyme) |
No | 4 | S | Indirect | by 2011 Family Limited Partnership (Peacetyme) |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-09-06 | 127,650 | $0.00 | 127,650 | $1.44 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-09-07 | 72,350 | $0.00 | 72,350 | $1.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
172,350 | 2003-12-11 | 2012-12-11 | No | 4 | M | Indirect |
100,000 | 2003-12-11 | 2012-12-11 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 115,614 | Direct | |
Common Stock | 819,704 | Indirect | By Family Limited Partnership |
Common Stock | 61,242 | Indirect | by 2009 Family Limited Partnership (Ityme) |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $32.64 to $32.75. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $32.40 to $32.795. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $32.40 to $32.61. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.