Filing Details

Accession Number:
0001209191-12-044841
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-10 14:58:40
Reporting Period:
2012-09-06
Filing Date:
2012-09-10
Accepted Time:
2012-09-10 14:58:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365280 Jr F Robert Birch P.o. Box 966
Conway AR 72033
Centennial Bank Regional Pres. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-09-06 6,000 $8.68 10,759 No 4 M Direct
Common Stock Disposition 2012-09-06 6,000 $33.23 4,759 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2012-09-06 6,000 $0.00 6,000 $8.68
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,097 2002-11-30 2012-11-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 48,905 Indirect By the Bob Birch Trust
Common Stock 3,031 Indirect By IRA
Common Stock 664 Indirect By wife's IRA
Common Stock 11,540 Indirect By 401(k)
Common Stock - Restricted 5,035 Direct
Common Stock - Performance Based 2,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Stock Option $11.09 2010-01-01 2016-03-13 14,826 14,826 Direct
Common Stock Stock Option $8.68 2003-11-30 2013-11-30 12,095 12,095 Direct
Common Stock Stock Option $8.68 2004-11-30 2014-11-30 12,095 12,095 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-03-13 14,826 14,826 Direct
2013-11-30 12,095 12,095 Direct
2014-11-30 12,095 12,095 Direct
Footnotes
  1. Restricted Stock granted on January 22, 2010 will vest in 33 1/3% installments over three years each January 22nd.
  2. Restricted Stock granted on February 2, 2011 will vest in 33 1/3% installments over three years each February 2nd.
  3. Includes 11.386 shares acquired by the Home BancShares, Inc. 401(k) Plan since the last filing.
  4. Includes 7.637 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  5. The Performance Stock awarded on August 2, 2012 will 'cliff' vest on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
  6. Restricted Stock granted on August 2, 2012 will 'cliff' vest 100% three years from award date.