Filing Details
- Accession Number:
- 0000914317-12-001312
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-10 13:50:55
- Reporting Period:
- 2012-09-06
- Filing Date:
- 2012-09-10
- Accepted Time:
- 2012-09-10 12:50:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 33533 | Espey Mfg & Electronics Corp | ESP | Electronic Components, Nec (3679) | 141387171 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1469113 | Francis Mark Pierre St | 6 Canopy Lane Ballston Lake NY 12019 | President/Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 Par Value | Acquisiton | 2012-09-06 | 150 | $26.21 | 350 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock - $.33 1/3 Par Value | 1,610 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $15.95 | 2011-08-03 | 2019-08-03 | 2,500 | 0 | Direct |
| Common Stock | Stock Option | $19.20 | 2012-08-19 | 2020-08-19 | 4,000 | 0 | Direct |
| Common Stock | Stock Option | $25.10 | 2013-08-26 | 2021-08-26 | 4,000 | 0 | Direct |
| Common Stock | Stock Option | $25.18 | 2014-06-01 | 2022-06-01 | 4,000 | 14,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-08-03 | 2,500 | 0 | Direct |
| 2020-08-19 | 4,000 | 0 | Direct |
| 2021-08-26 | 4,000 | 0 | Direct |
| 2022-06-01 | 4,000 | 14,500 | Direct |
Footnotes
- IRA Account
- ESOP Trust. The total number of shares includes shares which have been allocated to the Reporting Person's account in the Espey Mfg. & Electronics Corp. Employee Retirement Plan and Trust since 6/1/2012 the date the Reporting Person's last filed Form 4.
Billionaire Hedge Funds
