Filing Details
- Accession Number:
- 0001546683-12-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-10 12:07:09
- Reporting Period:
- 2012-09-06
- Filing Date:
- 2012-09-10
- Accepted Time:
- 2012-09-10 12:07:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1463972 | Vuzix Corp | VZX:TSXV | Computer Peripheral Equipment, Nec (3577) | 043392453 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1474779 | William Lee | 75 Town Centre Dr C/O Vuzix Corporation Rochester NY 14623 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-06 | 48,000 | $0.06 | 237,000 | No | 4 | P | Indirect | Trust FBO daughter |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Trust FBO daughter |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 189,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant (right to buy) | $0.28 | 2009-12-24 | 2012-12-23 | 50,000 | 50,000 | Direct |
| Common Stock | Warrant (right to buy) | $0.28 | 2009-12-24 | 2012-12-23 | 12,500 | 12,500 | Indirect |
| Common Stock | Warrant (right to buy) | $0.28 | 2009-12-24 | 2012-12-23 | 12,500 | 12,500 | Indirect |
| Common Stock | Stock Option (right to buy) | $0.19 | 2009-12-24 | 2019-12-23 | 300,000 | 300,000 | Direct |
| Common Stock | Stock Option (right to buy) | $0.15 | 2021-02-24 | 150,000 | 150,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-12-23 | 50,000 | 50,000 | Direct |
| 2012-12-23 | 12,500 | 12,500 | Indirect |
| 2012-12-23 | 12,500 | 12,500 | Indirect |
| 2019-12-23 | 300,000 | 300,000 | Direct |
| 2021-02-24 | 150,000 | 150,000 | Direct |
Footnotes
- Purchased in Canadian dollars.
- These options were granted under the Issuer's 2009 Stock Option Plan and vested over 12 months from the date of grant in equal monthly installments.
Billionaire Hedge Funds
