Filing Details
- Accession Number:
- 0001209191-12-044813
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-10 11:27:12
- Reporting Period:
- 2012-09-07
- Filing Date:
- 2012-09-10
- Accepted Time:
- 2012-09-10 11:27:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1396838 | Dolan Co. | NYSE: DM | Services-Business Services, Nec (7389) | 522065604 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205409 | Tony Christianson | C/O The Dolan Company 222 S. Ninth Street, Suite 2300 Minneapolis MN 55402 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-07 | 48,105 | $4.00 | 400,000 | No | 4 | P | Indirect | By Adam Smith Fund, L.L.C |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Adam Smith Fund, L.L.C |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,965 | Direct | |
Common Stock | 1,300 | Indirect | By Adam Smith Companies, LLC |
Common Stock | 12,880 | Indirect | By Adam Smith Growth Partners, L.P. |
Footnotes
- The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $3.9999 to $4.04. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.
- Mr. Christianson is the Chairman of Adam Smith Advisors, LLC, the managing member of Adam Smith Fund, LLC. Mr. Christianson disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing of this report is not an admission that Mr. Christianson is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
- Mr. Christianson is the Chairman of Adam Smith Companies, LLC and disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing of this report is not an admission that Mr. Christianson is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
- Mr. Christianson is the Chairman of Adam Smith Companies, LLC, the general partner of Adam Smith Growth Partners, L.P. Mr. Christianson disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The filing of this report is not an admission that Mr. Christianson is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.