Filing Details
- Accession Number:
- 0001415889-12-001356
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-10 10:09:33
- Reporting Period:
- 2012-08-31
- Filing Date:
- 2012-09-10
- Accepted Time:
- 2012-09-10 10:09:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1093207 | Crossroads Systems Inc | CRDS | Computer Peripheral Equipment, Nec (3577) | 742846643 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1444250 | Ltd Management Global Compass | South Church Street Georgetown, Grand Cayman E9 | No | No | No | No | |
| 1540683 | Sr. L. Thomas Wallace | 795 Ridge Lake Blvd Suite 106 Memphis TN 38120 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-08-31 | 100,000 | $3.90 | 738,750 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- 1. The reported securities consist of (i) 707,500 shares (the "Fund Shares") of common stock of the issuer held by Compass Global Fund, LTD ("Fund"), and 31,250 shares of common stock of the issuer held by Thomas L. Wallace. Fund is a share class of Compass Global Management, LTD. Mr. Wallace, as a Director and Manager of Compass, shares voting and dispositive power over the shares held by Fund. Mr. Wallace disclaims beneficial ownership of the Fund Securities (except to the extent of any pecuniary interest therein), and this report shall not be deemed an admission that he is the beneficial owner of such securities for any purpose.
Billionaire Hedge Funds
