Filing Details
- Accession Number:
- 0001191983-12-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-07 17:50:23
- Reporting Period:
- 2012-09-06
- Filing Date:
- 2012-09-07
- Accepted Time:
- 2012-09-07 17:50:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 817473 | American Capital Ltd | ACAS | () | 521451377 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191983 | Roland Cline | C/O American Capital, Ltd. 2 Bethesda Metro Center, 14Th Floor Bethesda MD 20814 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-06 | 97,432 | $4.81 | 33,204 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-06 | 3,058 | $2.96 | 33,204 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-06 | 16,452 | $3.48 | 33,204 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-06 | 116,942 | $11.36 | 33,204 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2012-09-06 | 97,432 | $0.00 | 97,432 | $4.81 |
| Common Stock | Options | Disposition | 2012-09-06 | 3,058 | $0.00 | 3,058 | $2.96 |
| Common Stock | Options | Disposition | 2012-09-06 | 16,452 | $0.00 | 16,452 | $3.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-01-07 | 2019-01-07 | No | 4 | M | Direct |
| 0 | 2010-08-12 | 2019-08-12 | No | 4 | M | Direct |
| 18,250 | 2011-02-10 | 2020-02-10 | No | 4 | M | Direct |
Footnotes
- On June 11, 2009, the company declared a stock dividend payable to all holders of record of common stock on June 22, 2009. Pursuant to the anti-dilution provisions of the Company's stock option plan, an option for 75,000 shares of common stock with an exercise price of $6.24 held by the reporting person on June 22, 2009 became exercisable for 97,429 shares of common stock with an exercise price of $4.81.
- Price reflects weighted average sales price; actual sale prices ranged from $11.30 to $11.42. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
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