Filing Details
- Accession Number:
- 0001179110-12-013786
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-07 16:32:07
- Reporting Period:
- 2012-09-05
- Filing Date:
- 2012-09-07
- Accepted Time:
- 2012-09-07 16:32:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158223 | Affymax Inc | AFFY | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1230721 | Herb Cross | C/O Affymax, Inc. 4001 Miranda Ave. Palo Alto CA 94304 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-05 | 5,000 | $7.99 | 16,293 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-05 | 5,000 | $18.50 | 11,293 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-09-05 | 5,000 | $0.00 | 5,000 | $7.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 55,000 | 2022-01-30 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan.
- The shares shall vest and become exercisable in a series of forty-eight (48) successive equal monthly installments over the four (4) year period beginning January 1, 2012.
- Includes 1,293 shares acquired under the Issuer's 2006 Employee Stock Purchase Plan on October 31, 2011 and April 30, 2012.
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