Filing Details
- Accession Number:
- 0001044321-12-000148
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-07 15:37:19
- Reporting Period:
- 2012-09-05
- Filing Date:
- 2012-09-07
- Accepted Time:
- 2012-09-07 15:37:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880562 | Daegis Inc. | DAEG | Services-Prepackaged Software (7372) | 942710559 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1044321 | M David Greenhouse & W Austin Marxe | C/O Special Situations Funds 527 Madison Avenue, Suite 2600 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-09-05 | 36,387 | $1.12 | 1,940,403 | No | 4 | S | Indirect | By Limited Partnership |
Common Stock | Disposition | 2012-09-06 | 4,677 | $1.14 | 1,935,726 | No | 4 | S | Indirect | By Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Limited Partnership |
No | 4 | S | Indirect | By Limited Partnership |
Footnotes
- This is a joint filing by Austin W. Marxe (Marxe) & David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, LP (PE), Special Situations Technology Fund, L.P. (Tech) & Special Situations Technology II, L.P. (Tech II), respectively 806,330 shares of Common Stock are held by QP, 269,292 shares of Common Stock are held by Cay, 428,681 shares of Common Stock are held by PE, 72,216 shares of Common Stock are held by Tech & 359,207 shares of Common Stock are held by Tech II. The interest of Marxe and Greenhouse in the shares of Common Stock owned by QP, Cay, PE, Tech & Tech II is limited to the extent of his pecuniary interest.