Filing Details
- Accession Number:
- 0001126328-12-000241
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-07 16:22:58
- Reporting Period:
- 2012-09-06
- Filing Date:
- 2012-09-07
- Accepted Time:
- 2012-09-07 15:22:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1126328 | Principal Financial Group Inc | PFG | Accident & Health Insurance (6321) | 421520346 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1166872 | E Karen Shaff | 711 High Street Des Moines IA 50392 | Exec. Vp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-09-06 | 3,571 | $28.00 | 48,942 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,235 | Indirect | By 401(k) Plan |
Common Stock | 2,801 | Indirect | By Spouse |
Common Stock | 500 | Indirect | By Immediate Family Member's IRA |
Footnotes
- Pursuant to a Rule 10b5-1 plan adopted June 11, 2012.
- Includes 7,380 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.