Filing Details

Accession Number:
0001193296-12-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-07 15:36:20
Reporting Period:
2012-09-06
Filing Date:
2012-09-07
Accepted Time:
2012-09-07 14:36:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
835324 S Y Bancorp Inc SYBT State Commercial Banks (6022) 611137529
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1193296 P David Heintzman 3019 Poppy Way
Louisville KY 40206
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-09-06 2,000 $0.00 102,152 No 4 M Direct
Common Stock Disposition 2012-09-06 2,000 $23.70 100,152 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to Buy) Disposition 2012-09-06 2,000 $0.00 2,000 $18.62
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,220 2002-06-17 2012-12-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,495 Indirect By Spouse
Common Stock 21,867 Indirect By 401k/ESOP - fbo David Heintman
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right to Buy) $20.17 2004-06-16 2013-12-16 15,750 15,750 Direct
Common Stock Option (Right to Buy) $22.81 2005-06-14 2014-12-14 25,095 25,095 Direct
Common Stock Option (Right to Buy) $24.07 2006-07-17 2016-01-17 31,500 31,500 Direct
Common Stock Option (Right to Buy) $26.83 2007-08-20 2017-02-20 22,000 22,000 Direct
Common Stock Stock Appreciation Right $23.37 2008-08-19 2018-02-19 13,500 13,500 Direct
Common Stock Stock Appreciation Right $22.14 2010-02-17 2019-02-17 12,300 12,300 Direct
Common Stock Stock Appreciation Right $21.03 2011-02-16 2020-02-16 17,550 17,550 Direct
Common Stock Stock Appreciation Right $23.76 2012-03-15 2021-03-15 14,382 14,382 Direct
Common Stock Stock Appreciation Right $22.86 2013-02-20 2022-02-20 24,274 24,274 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-12-16 15,750 15,750 Direct
2014-12-14 25,095 25,095 Direct
2016-01-17 31,500 31,500 Direct
2017-02-20 22,000 22,000 Direct
2018-02-19 13,500 13,500 Direct
2019-02-17 12,300 12,300 Direct
2020-02-16 17,550 17,550 Direct
2021-03-15 14,382 14,382 Direct
2022-02-20 24,274 24,274 Direct
Footnotes
  1. Stock option exercise