Filing Details
- Accession Number:
- 0000874015-12-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-06 21:38:35
- Reporting Period:
- 2012-09-04
- Filing Date:
- 2012-09-06
- Accepted Time:
- 2012-09-06 21:38:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874015 | Isis Pharmaceuticals Inc | ISIS | Pharmaceutical Preparations (2834) | 330336973 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
897667 | T Stanley Crooke | C/O Isis Pharmaceuticals, Inc. 2855 Gazelle Court Carlsbad CA 92010 | Chairman, Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-04 | 30,000 | $5.25 | 30,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-04 | 30,000 | $14.11 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-09-05 | 15,000 | $5.25 | 15,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-05 | 15,000 | $14.82 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-09-06 | 8,694 | $5.25 | 8,694 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-06 | 8,694 | $15.00 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-09-06 | 8,694 | $5.25 | 8,694 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-06 | 8,694 | $15.04 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-09-06 | 1,925 | $6.84 | 1,925 | No | 4 | M | Indirect | By wife |
Common Stock | Disposition | 2012-09-06 | 1,925 | $15.04 | 0 | No | 4 | S | Indirect | By wife |
Common Stock | Acquisiton | 2012-09-06 | 4,381 | $5.25 | 4,381 | No | 4 | M | Indirect | By wife |
Common Stock | Disposition | 2012-09-06 | 4,381 | $15.04 | 0 | No | 4 | S | Indirect | By wife |
Common Stock | Acquisiton | 2012-09-06 | 306 | $5.25 | 306 | No | 4 | M | Indirect | By wife |
Common Stock | Disposition | 2012-09-06 | 306 | $15.00 | 0 | No | 4 | S | Indirect | By wife |
Common Stock | Acquisiton | 2012-09-06 | 6,000 | $5.25 | 6,000 | No | 4 | M | Indirect | By wife |
Common Stock | Disposition | 2012-09-06 | 6,000 | $15.00 | 0 | No | 4 | S | Indirect | By wife |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Indirect | By wife |
No | 4 | S | Indirect | By wife |
No | 4 | M | Indirect | By wife |
No | 4 | S | Indirect | By wife |
No | 4 | M | Indirect | By wife |
No | 4 | S | Indirect | By wife |
No | 4 | M | Indirect | By wife |
No | 4 | S | Indirect | By wife |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-09-04 | 30,000 | $0.00 | 30,000 | $5.25 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-09-05 | 15,000 | $0.00 | 15,000 | $5.25 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-09-06 | 17,388 | $0.00 | 17,388 | $5.25 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-09-06 | 1,925 | $0.00 | 1,925 | $6.84 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-09-06 | 4,687 | $0.00 | 4,687 | $5.25 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-09-06 | 6,000 | $0.00 | 6,000 | $5.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
98,924 | 2010-01-03 | 2013-01-02 | No | 4 | M | Direct |
83,924 | 2010-01-03 | 2013-01-02 | No | 4 | M | Direct |
66,536 | 2010-01-03 | 2013-01-02 | No | 4 | M | Direct |
0 | 2007-01-02 | 2013-01-01 | No | 4 | M | Indirect |
0 | 2007-05-07 | 2013-05-06 | No | 4 | M | Indirect |
0 | 2010-01-03 | 2013-01-02 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 875,391 | Indirect | By Trust |
Footnotes
- Acquired as a result of exercising a stock option pursuant to a Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on 6/27/2012.
- Acquired as a result of exercising a stock option pursuant to a Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was effective pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person's wife on 6/27/2012.