Filing Details
- Accession Number:
- 0001127602-12-025925
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-06 18:31:53
- Reporting Period:
- 2012-09-04
- Filing Date:
- 2012-09-06
- Accepted Time:
- 2012-09-06 18:31:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1466258 | Ingersoll-Rand Plc | IR | Auto Controls For Regulating Residential & Comml Environments (3822) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1494832 | Robert Zafari | C/O Ingersoll-Rand Company 800-E Beaty Street Davidson NC 28036 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2012-09-04 | 13,240 | $32.18 | 43,058 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2012-09-04 | 14,400 | $38.69 | 57,458 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2012-09-04 | 21,348 | $46.05 | 36,110 | No | 4 | F | Direct | |
Ordinary Shares | Disposition | 2012-09-05 | 6,292 | $45.44 | 29,818 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Stock Appreciation Rights | Disposition | 2012-09-04 | 13,240 | $0.00 | 13,240 | $32.18 |
Ordinary Shares | Stock Appreciation Rights | Disposition | 2012-09-04 | 14,400 | $0.00 | 14,400 | $38.69 |
Ordinary Shares | Phantom Stock Units | Acquisiton | 2012-09-05 | 52 | $0.00 | 52 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-02-03 | No | 4 | M | Direct | |
0 | 2015-02-01 | No | 4 | M | Direct | |
1,754 | No | 4 | A | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 2,325 | Indirect | By Plan Trustee |
Footnotes
- This transaction was executed in multiple trades ranging from $45.431 to $45.441 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Includes 4,631 ordinary shares that were previously inadvertently omitted.
- Latest available information provided by the trustee of the Ingersoll-Rand Employee Savings Plan.
- Stock appreciation rights, which have a ten-year term, became exercisable in three equal annual installments beginning on 02/04/2005.
- Stock appreciation rights, which have a ten-year term, became exercisable in three equal annual installments beginning on 02/02/2006.
- These Phantom Stock Units are to be settled in cash equal to the fair market value of ordinary shares multiplied by the number of phantom stock units held upon the reporting person's termination of employment with the issuer.
- Amount represents an approximate number of shares based on the total market value of the reporting person's Company stock fund units, as reported by the trustee of the Company supplemental compensation plans.