Filing Details

Accession Number:
0001127602-12-025925
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-06 18:31:53
Reporting Period:
2012-09-04
Filing Date:
2012-09-06
Accepted Time:
2012-09-06 18:31:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1466258 Ingersoll-Rand Plc IR Auto Controls For Regulating Residential & Comml Environments (3822) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1494832 Robert Zafari C/O Ingersoll-Rand Company
800-E Beaty Street
Davidson NC 28036
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2012-09-04 13,240 $32.18 43,058 No 4 M Direct
Ordinary Shares Acquisiton 2012-09-04 14,400 $38.69 57,458 No 4 M Direct
Ordinary Shares Disposition 2012-09-04 21,348 $46.05 36,110 No 4 F Direct
Ordinary Shares Disposition 2012-09-05 6,292 $45.44 29,818 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Appreciation Rights Disposition 2012-09-04 13,240 $0.00 13,240 $32.18
Ordinary Shares Stock Appreciation Rights Disposition 2012-09-04 14,400 $0.00 14,400 $38.69
Ordinary Shares Phantom Stock Units Acquisiton 2012-09-05 52 $0.00 52 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-02-03 No 4 M Direct
0 2015-02-01 No 4 M Direct
1,754 No 4 A Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 2,325 Indirect By Plan Trustee
Footnotes
  1. This transaction was executed in multiple trades ranging from $45.431 to $45.441 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  2. Includes 4,631 ordinary shares that were previously inadvertently omitted.
  3. Latest available information provided by the trustee of the Ingersoll-Rand Employee Savings Plan.
  4. Stock appreciation rights, which have a ten-year term, became exercisable in three equal annual installments beginning on 02/04/2005.
  5. Stock appreciation rights, which have a ten-year term, became exercisable in three equal annual installments beginning on 02/02/2006.
  6. These Phantom Stock Units are to be settled in cash equal to the fair market value of ordinary shares multiplied by the number of phantom stock units held upon the reporting person's termination of employment with the issuer.
  7. Amount represents an approximate number of shares based on the total market value of the reporting person's Company stock fund units, as reported by the trustee of the Company supplemental compensation plans.