Filing Details
- Accession Number:
- 0000350698-12-000096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-06 17:53:33
- Reporting Period:
- 2012-09-04
- Filing Date:
- 2012-09-06
- Accepted Time:
- 2012-09-06 17:53:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350698 | Autonation Inc. | AN | Retail-Auto Dealers & Gasoline Stations (5500) | 731105145 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1228777 | P Jonathan Ferrando | 200 Sw 1St Ave Suite 1600 Fort Lauderdale FL 33301 | Evp, Gen Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-09-04 | 15,000 | $19.21 | 48,000 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-09-04 | 14,000 | $40.79 | 34,000 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-09-06 | 15,000 | $19.21 | 49,000 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-09-06 | 14,000 | $41.79 | 35,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2012-09-04 | 15,000 | $0.00 | 15,000 | $19.21 |
Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Acquisiton | 2012-09-04 | 30,270 | $0.00 | 30,270 | $41.16 |
Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2012-09-06 | 15,000 | $0.00 | 15,000 | $19.21 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
150,494 | 2017-07-30 | No | 4 | M | Direct | |
30,270 | 2022-03-01 | No | 4 | A | Direct | |
135,494 | 2017-07-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 1,767 | Indirect | By 401(k) Plan |
Footnotes
- Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2012.
- Includes 33,000 shares owned by the reporting person and his wife as tenants by the entirety.
- The option became exercisable in 25% annual increments on each of the first four anniversaries of July 30, 2007.
- The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012, subject to continuous employment with the Company.