Filing Details

Accession Number:
0001324245-12-000033
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-06 17:39:06
Reporting Period:
2012-09-04
Filing Date:
2012-09-06
Accepted Time:
2012-09-06 17:39:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1324245 Solera Holdings Inc SLH Services-Computer Programming, Data Processing, Etc. (7370) 204552341
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1399053 Tony Aquila 7 Village Circle
Suite 100
Westlake TX 76262
President, Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2012-09-04 22,786 $0.01 321,767 No 4 A Direct
Common Stock, Par Value $0.01 Acquisiton 2012-09-06 3,000 $42.32 318,767 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Employee Stock Option (Right to Buy) Acquisiton 2012-09-04 319,745 $0.00 319,745 $41.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,206,070 2019-09-04 No 4 A Direct
Footnotes
  1. The restricted stock units issued to the Reporting Person were approved by the compensation committee of the board of directors of the Issuer (the "Compensation Committee") on September 1, 2011, subject to the achievement of certain financial targets by the Issuer as certified by the audit committee of the board of directors (the "Audit Committee") and the Compensation Committee. The Audit Committee certified such financial targets on August 22, 2012, and the Compensation Committee certified such financial targets on September 4, 2012.
  2. Represents restricted stock units issued to the Reporting Person, which restricted stock units are subject to vesting. Upon vesting of the restricted stock units, the Reporting Person shall be entitled to receive a number of shares of common stock equal to the number of restricted stock units then vesting. 25% of the restricted stock units vest on September 30, 2012 and 6.25% of the restricted stock units vest on each December 31, March 31, June 30 and September 30 thereafter until all restricted stock units have vested, in each case subject to the Reporting Person's continued services to the Issuer. Additionally, dividend equivalents will accrue on such restricted stock units in the form of additional restricted stock units when dividends are paid to the holders of common stock and holders of restricted stock units of the Issuer. Such additional restricted stock units will be paid only as the underlying restricted stock units vest and are paid.
  3. Represents the weighted average sale price per share for 7 open market sales executed by Reporting Person's broker on the transaction date. The per share prices in such sales ranged from $42.29 to $42.33.
  4. 25% of the employee stock options vest on September 30, 2013 and 6.25% of the employee stock options vest on each December 31, March 31, June 30 and September 30 thereafter until all employee stock options have vested, in each case subject to the Reporting Person's continued services to the Issuer.
  5. Not applicable