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Home > Insider Trading > Filing (0001144204-12-049914)

Filing Details

Accession Number:: 0001144204-12-049914
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-09-06 17:02:32
Reporting Period:: 2012-09-04

Filing Date:: 2012-09-06
Accepted Time:: 2012-09-06 17:02:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1015739	Aware Inc	AWRE	Semiconductors & Related Devices (3674)	042911026

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1218981	Iii S John Stafford	350 N. Orleans, Suite 2N Chicago IL 60654		Yes	No	Yes	No
1512282	Ronin Capital, Llc	350 N. Orleans, Suite 2N Chicago IL 60654		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-09-04	6	$5.94	2,159,467	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin.