Filing Details

Accession Number:
0001234452-12-000311
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-06 14:46:11
Reporting Period:
2012-09-04
Filing Date:
2012-09-06
Accepted Time:
2012-09-06 13:46:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
804328 Qualcomm Inc QCOM Radio & Tv Broadcasting & Communications Equipment (3663) 953685934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191310 E Paul Jacobs 5775 Morehouse Dr.
San Diego CA 92121-1714
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-09-04 100,000 $0.00 582,370 No 5 G Indirect by GRAT S
Common Stock Acquisiton 2012-09-04 22,000 $22.23 343,950 No 4 M Indirect by Trust
Common Stock Disposition 2012-09-04 100,000 $0.00 143,950 No 5 G Indirect by Trust
Common Stock Disposition 2012-09-04 22,000 $61.19 121,950 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect by GRAT S
No 4 M Indirect by Trust
No 5 G Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-09-04 22,000 $0.00 22,000 $22.23
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-08-10 105,609 $0.00 105,609 $34.83
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-08-10 105,609 $0.00 105,609 $34.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,916 2013-11-27 No 4 M Direct
0 2016-11-09 No 4 G Indirect
0 2016-11-06 No 4 G Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 25,923 Direct
Common Stock 582,370 Indirect By GRAT
Footnotes
  1. Gift to Spouse's Grantor Retained Annuity Trust (GRAT) who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by Mrs. Jacobs' GRAT, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
  2. Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
  3. Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
  4. The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
  5. Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
  6. The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.