Filing Details

Accession Number:
0001228051-12-000025
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-06 12:18:32
Reporting Period:
2012-09-04
Filing Date:
2012-09-06
Accepted Time:
2012-09-06 12:18:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
790202 First Opportunity Fund Inc FOFI (0) 133341573
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228051 C Nicholas Adams 280 Congress Street
Boston MA 02210
Officer Of Investment Adviser No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-09-04 500 $7.18 600,083 No 4 P Direct
Common Stock Acquisiton 2012-09-04 2,304 $7.21 602,387 No 4 P Direct
Common Stock Acquisiton 2012-09-04 500 $7.25 602,887 No 4 P Direct
Common Stock Acquisiton 2012-09-04 1,000 $7.26 603,887 No 4 P Direct
Common Stock Acquisiton 2012-09-04 503 $7.27 604,390 No 4 P Direct
Common Stock Acquisiton 2012-09-05 5,738 $7.28 610,128 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct