Filing Details
- Accession Number:
- 0001181431-12-048868
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-06 12:02:59
- Reporting Period:
- 2012-09-04
- Filing Date:
- 2012-09-06
- Accepted Time:
- 2012-09-06 11:02:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1310067 | Sears Holdings Corp | SHLD | Retail-Department Stores (5311) | 201920798 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1249806 | Esl Investors Llc | 1170 Kane Concourse Suite 200 Bay Harbor FL 33154 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2012-09-04 | 1,677,335 | $52.75 | 3,200,601 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2012-09-04 | 722,489 | $52.75 | 2,478,112 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- This price represents the price per share of common stock of Sears Holdings Corporation, par value $0.01 per share (the "Shares"), of a private sale to ESL Partners, L.P. ("Partners")
- This price represents the price per Share of a private sale to Edward S. Lampert.
- Following the transactions reported herein, the aggregate beneficial ownership of Shares by Mr. Lampert, Partners and their affiliates remained unchanged. As previously disclosed, Partners and Mr. Lampert have no pecuniary interest in the Shares held by ESL Investors L.L.C.
Billionaire Hedge Funds
