Filing Details
- Accession Number:
- 0001181431-12-048845
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-05 22:40:02
- Reporting Period:
- 2012-09-04
- Filing Date:
- 2012-09-05
- Accepted Time:
- 2012-09-05 21:40:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1310067 | Sears Holdings Corp | SHLD | Retail-Department Stores (5311) | 201920798 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
860585 | /Ct P L Partners Rbs | 1170 Kane Concourse Suite 200 Bay Harbor FL 33154 | No | No | Yes | No | |
923727 | Esl Partners, L.p. | 1170 Kane Concourse Suite 200 Bay Harbor FL 33154 | No | No | Yes | No | |
1126396 | Esl Investments Inc | 1170 Kane Concourse Suite 200 Bay Harbor FL 33154 | No | No | Yes | No | |
1183200 | S Edward Lampert | 1170 Kane Concourse Suite 200 Bay Harbor FL 33154 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-09-04 | 1,677,335 | $52.75 | 35,350,398 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-09-04 | 722,489 | $52.75 | 23,469,942 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 2,494,783 | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | 1,939,872 | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | 10,230 | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | 747 | Indirect | See Footnotes |
Footnotes
- This price represents the price per share of common stock of Sears Holdings Corporation (the "Issuer"), par value $0.01 per share (each, a "Share") of private sales to ESL Partners, L.P. ("Partners") and Mr. Lampert.
- These Shares are held by Partners.
- This Form 4 is filed on behalf of Mr. Lampert, Partners, RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("Investments"). RBS is the general partner of Partners, SPE Master I, LP ("SPE Master") and SPE I Partners, LP ("SPE Partners"). RBS Investment Management, L.L.C. ("RBSIM") is the general partner of ESL Institutional Partners, L.P. ("Institutional"). Investments is the general partner of RBS and the managing member of CRK Partners, LLC ("CRK") and RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments.
- These Shares are held by Mr. Lampert.
- These Shares are held by SPE Master.
- These Shares are held by SPE Partners.
- These Shares are held by Institutional.
- These Shares are held by CRK.