Filing Details

Accession Number:
0001181431-12-048845
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-05 22:40:02
Reporting Period:
2012-09-04
Filing Date:
2012-09-05
Accepted Time:
2012-09-05 21:40:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1310067 Sears Holdings Corp SHLD Retail-Department Stores (5311) 201920798
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
860585 /Ct P L Partners Rbs 1170 Kane Concourse
Suite 200
Bay Harbor FL 33154
No No Yes No
923727 Esl Partners, L.p. 1170 Kane Concourse
Suite 200
Bay Harbor FL 33154
No No Yes No
1126396 Esl Investments Inc 1170 Kane Concourse
Suite 200
Bay Harbor FL 33154
No No Yes No
1183200 S Edward Lampert 1170 Kane Concourse
Suite 200
Bay Harbor FL 33154
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2012-09-04 1,677,335 $52.75 35,350,398 No 4 P Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Acquisiton 2012-09-04 722,489 $52.75 23,469,942 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 2,494,783 Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share 1,939,872 Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share 10,230 Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share 747 Indirect See Footnotes
Footnotes
  1. This price represents the price per share of common stock of Sears Holdings Corporation (the "Issuer"), par value $0.01 per share (each, a "Share") of private sales to ESL Partners, L.P. ("Partners") and Mr. Lampert.
  2. These Shares are held by Partners.
  3. This Form 4 is filed on behalf of Mr. Lampert, Partners, RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("Investments"). RBS is the general partner of Partners, SPE Master I, LP ("SPE Master") and SPE I Partners, LP ("SPE Partners"). RBS Investment Management, L.L.C. ("RBSIM") is the general partner of ESL Institutional Partners, L.P. ("Institutional"). Investments is the general partner of RBS and the managing member of CRK Partners, LLC ("CRK") and RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments.
  4. These Shares are held by Mr. Lampert.
  5. These Shares are held by SPE Master.
  6. These Shares are held by SPE Partners.
  7. These Shares are held by Institutional.
  8. These Shares are held by CRK.