Filing Details
- Accession Number:
- 0001140361-12-039545
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-05 19:01:25
- Reporting Period:
- 2012-08-31
- Filing Date:
- 2012-09-05
- Accepted Time:
- 2012-09-05 19:01:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 46640 | Heinz H J Co | HNZ | Canned, Frozen & Preservd Fruit, Veg & Food Specialties (2030) | 250542520 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1199097 | J Edward Mcmenamin | H. J. Heinz Company P.o. Box 57 Pittsburgh PA 15230 | Senior Vice President-Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Acquisiton | 2012-09-04 | 18,100 | $37.06 | 89,083 | No | 4 | M | Direct | |
| Common Stock, $.25 Par Value | Disposition | 2012-09-04 | 18,100 | $56.00 | 70,983 | No | 4 | S | Direct | |
| Common Stock, $.25 Par Value | Acquisiton | 2012-09-04 | 9,900 | $37.06 | 80,883 | No | 4 | M | Direct | |
| Common Stock, $.25 Par Value | Disposition | 2012-09-04 | 9,900 | $55.95 | 70,983 | No | 4 | S | Direct | |
| Common Stock, $.25 Par Value | Acquisiton | 2012-09-04 | 5,445 | $45.54 | 76,428 | No | 4 | M | Direct | |
| Common Stock, $.25 Par Value | Disposition | 2012-09-04 | 5,445 | $55.99 | 70,983 | No | 4 | S | Direct | |
| Common Stock, $.25 Par Value | Acquisiton | 2012-09-04 | 38,562 | $45.54 | 109,545 | No | 4 | M | Direct | |
| Common Stock, $.25 Par Value | Disposition | 2012-09-04 | 38,562 | $55.93 | 70,983 | No | 4 | S | Direct | |
| Common Stock, $.25 Par Value | Disposition | 2012-09-04 | 414 | $55.96 | 70,569 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $.25 Par Value | Employee Stock Option (Right to Buy) | Acquisiton | 2012-09-04 | 18,100 | $0.00 | 18,100 | $37.06 |
| Common Stock, $.25 Par Value | Employee Stock Option (Right to Buy) | Acquisiton | 2012-09-04 | 9,900 | $0.00 | 9,900 | $37.06 |
| Common Stock, $.25 Par Value | Employee Stock Option (Right to Buy) | Acquisiton | 2012-09-04 | 5,445 | $0.00 | 5,445 | $45.54 |
| Common Stock, $.25 Par Value | Employee Stock Option (Right to Buy) | Acquisiton | 2012-09-04 | 38,562 | $0.00 | 38,562 | $45.54 |
| Common Stock, $.25 Par Value | Employee Stock Option (Right to Buy) | Acquisiton | 2012-08-31 | 51,813 | $0.00 | 51,813 | $55.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,900 | 2014-05-19 | No | 4 | M | Direct | |
| 0 | 2014-05-19 | No | 4 | M | Direct | |
| 38,562 | 2014-08-27 | No | 4 | M | Direct | |
| 0 | 2014-08-27 | No | 4 | M | Direct | |
| 51,813 | 2022-08-31 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.25 Par Value | 18,881 | Indirect | H. J. Heinz Company Employee Retirement and Savings Plan Account as of August 31, 2012. |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $55.99 - $56.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a shareholder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $55.92 - $55.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a shareholder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $55.99 - $56.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a shareholder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $55.89 - $55.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a shareholder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Option vested in 25% increments on each of the following dates: 05/19/2005; 05/19/2006; 05/19/2007; 05/19/2008.
- Option vested in 25% increments on each of the following dates: 08/27/2008; 08/27/2009; 08/27/2010; 08/27/2011.
- Option vests in 25% increments on each of the first four anniversaries of the date of the grant.
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