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Filing Details

Accession Number:: 0001206774-12-003959
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-09-05 19:28:48
Reporting Period:: 2012-08-31

Filing Date:: 2012-09-05
Accepted Time:: 2012-09-05 18:28:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
880562	Daegis Inc.	DAEG	Services-Prepackaged Software (7372)	942710559

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1243292	Todd Wille	1420 Rocky Ridge Drive, Suite 380 Roseville CA 95661	President, Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-08-31	5,000	$0.92	147,979	No	5	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$2.55	2017-05-01	30,000	30,000	Direct
Common Stock	Stock Option	$2.55	2017-05-01	24,000	24,000	Direct
Common Stock	Stock Option	$5.20	2017-11-27	60,000	60,000	Direct
Common Stock	Stock Option	$6.40	2018-05-02	75,000	75,000	Direct
Common Stock	Stock Option	$2.60	2019-05-05	87,500	87,500	Direct
Common Stock	Stock Option	$3.56	2020-05-04	63,750	63,750	Direct
Common Stock	Stock Option	$2.90	2021-05-02	66,000	66,000	Direct
Common Stock	Stock Option	$1.92	2021-07-01	74,250	74,250	Direct
Common Stock	Stock Option	$1.92	2021-07-01	24,750	24,750	Direct
Common Stock	Stock Option	$1.40	2022-05-01	50,000	50,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-05-01	30,000	30,000	Direct
2017-05-01	24,000	24,000	Direct
2017-11-27	60,000	60,000	Direct
2018-05-02	75,000	75,000	Direct
2019-05-05	87,500	87,500	Direct
2020-05-04	63,750	63,750	Direct
2021-05-02	66,000	66,000	Direct
2021-07-01	74,250	74,250	Direct
2021-07-01	24,750	24,750	Direct
2022-05-01	50,000	50,000	Direct

Footnotes

Non Plan Option granted 5/1/07 (#3737) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
Non Plan Option granted 5/1/07 (#3740) and vests in full on 4/30/08 if several financial performance goals are achieved.
Non Plan Option granted 11/27/07 (#3788) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
Option granted 5/2/08, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
Option granted 5/5/09, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests over a three-year period with sixty-seven (67%) percent vesting on April 30, 2013 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2014 if specific stock price appreciation goals are achieved.
Option granted 5/1/12, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.