Home > Insider Trading > Filing (0001206774-12-003958)

Filing Details

Accession Number:: 0001206774-12-003958
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-09-05 19:28:13
Reporting Period:: 2012-08-31

Filing Date:: 2012-09-05
Accepted Time:: 2012-09-05 18:28:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
880562	Daegis Inc.	DAEG	Services-Prepackaged Software (7372)	942710559

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1242397	M Richard Brooks	1420 Rocky Ridge Drive, Sutie 380 Roseville CA 95661		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-08-31	2,000	$0.95	5,700	No	5	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	P	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$1.80	2015-08-01	5,000	5,000	Direct
Common Stock	Stock Option	$2.55	2017-05-01	2,000	2,000	Direct
Common Stock	Stock Option	$6.40	2018-05-02	5,000	5,000	Direct
Common Stock	Stock Option	$2.60	2019-05-05	6,500	6,500	Direct
Common Stock	Stock Option	$3.56	2020-05-04	10,000	10,000	Direct
Common Stock	Stock Option	$2.90	2021-05-02	5,000	5,000	Direct
Common Stock	Stock Option	$1.92	2021-07-01	7,500	7,500	Direct
Common Stock	Stock Option	$1.40	2022-05-01	12,500	12,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2015-08-01	5,000	5,000	Direct
2017-05-01	2,000	2,000	Direct
2018-05-02	5,000	5,000	Direct
2019-05-05	6,500	6,500	Direct
2020-05-04	10,000	10,000	Direct
2021-05-02	5,000	5,000	Direct
2021-07-01	7,500	7,500	Direct
2022-05-01	12,500	12,500	Direct

Footnotes

Non Plan Option granted 08/01/2005 (#3711) and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/01/07 (#3749) pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/01/12 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.