Filing Details
- Accession Number:
- 0001415889-12-001346
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-05 17:55:07
- Reporting Period:
- 2011-06-20
- Filing Date:
- 2012-09-05
- Accepted Time:
- 2012-09-05 16:55:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 941685 | Imageware Systems Inc | IWSY | Services-Prepackaged Software (7372) | 330224167 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 923326 | E Bruce Toll | 754 S. County Road Palm Beach FL 33480 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-20 | 600,000 | $1.25 | 7,683,604 | No | 4 | X | Indirect | By BET Funding |
| Common Stock | Acquisiton | 2012-04-09 | 602,430 | $1.26 | 7,286,034 | No | 4 | X | Indirect | By BET Funding |
| Common Stock | Disposition | 2012-08-30 | 1,100 | $0.95 | 7,284,934 | No | 4 | S | Indirect | By BET Funding |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Indirect | By BET Funding |
| No | 4 | X | Indirect | By BET Funding |
| No | 4 | S | Indirect | By BET Funding |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | Disposition | 2012-06-20 | 1,000,000 | $0.00 | 1,000,000 | $0.50 |
| Common Stock | Warrant | Disposition | 2012-04-09 | 1,000,000 | $0.00 | 1,000,000 | $0.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,683,604 | 2009-06-09 | 2014-06-09 | No | 4 | X | Indirect |
| 7,286,034 | 2009-02-12 | 2014-02-12 | No | 4 | X | Indirect |
Footnotes
- Cashless exercise of warrant exercisable for 1,000,000 shares of common stock which resulted in issuance of 600,000 shares of common stock.
- Cashless exercise of 1,000,000 warrants (of a total of 4,500,000 warrants) which resulted in issuance of 602,430 shares of common stock.
Billionaire Hedge Funds
