Home > Insider Trading > Filing (0000014693-12-000137)

Filing Details

Accession Number:: 0000014693-12-000137
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-09-05 16:34:35
Reporting Period:: 2012-08-31

Filing Date:: 2012-09-05
Accepted Time:: 2012-09-05 16:34:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
14693	Brown Forman Corp	BFA, BFB	Beverages (2080)	610143150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1197231	Brown Dace Stubbs	850 Dixie Highway Louisville KY 40210		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common	Acquisiton	2012-08-31	12,397	$63.05	332,491	No	4	P	Direct
Class A Common	Acquisiton	2012-08-31	2,379	$63.05	2,379	No	4	P	Indirect	GGB Trust
Class A Common	Acquisiton	2012-08-31	1,759	$63.05	1,759	No	4	P	Indirect	Albrecht Trust
Class B Common	Acquisiton	2012-08-31	3,350	$65.20	481,952	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	GGB Trust
No	4	P	Indirect	Albrecht Trust
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common	3,882,267	Indirect	Log House 2011 LP
Class B Common	577,566	Indirect	Log House 2011 LP

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common	Non-Qualified Stock Option (right to buy)	$20.12	2003-05-01	2013-04-30	5,885	5,885	Direct
Class B Common	Non-Qualified Stock Option (right to buy)	$23.89	2004-07-22	2014-04-30	4,580	4,580	Direct
Class B Common	Stock Appreciation Rights	$30.36	2005-07-28	2015-04-30	5,325	5,325	Direct
Class B Common	Stock Appreciation Right	$37.13	2006-07-27	2016-04-30	4,535	4,535	Direct
Class B Common	Stock Appreciation Right	$35.87	2007-07-26	2017-04-30	5,634	5,634	Direct
Class B Common	Stock Appreciation Right	$37.72	2008-07-24	2018-04-30	5,171	5,171	Direct
Class B Common	Stock Appreciation Right	$28.74	2009-07-23	2019-04-30	6,354	6,354	Direct
Class B Common	Deferred Stock Units	$0.00			3,086	3,086	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2013-04-30	5,885	5,885	Direct
2014-04-30	4,580	4,580	Direct
2015-04-30	5,325	5,325	Direct
2016-04-30	4,535	4,535	Direct
2017-04-30	5,634	5,634	Direct
2018-04-30	5,171	5,171	Direct
2019-04-30	6,354	6,354	Direct
	3,086	3,086	Direct

Footnotes

On August 10, 2012, the Class A and Class B common stock of Brown-Forman Corporation split 3-2, resulting in the reporting person's acquisition of 106,698 additional shares of Class A common stock.
Reflects the acquisition of 1,294,089 additional shares of Class A common stock issued in the August 2012 stock split.
Reflects the acquisition of 159,534 additional shares of Class B common stock issued in the August 2012 stock split.
Reflects the acquisition of 192,522 additional shares of Class B common stock issued in the August 2012 stock split.
These stock options were previously reported as covering 3,923 shares at an exercise price of $30.18, but were adjusted to reflect the August 2012 stock split.
These stock options were previously reported as covering 3,053 shares at an exercise price of $35.83, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 3,550 shares at an exercise price of $45.53, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 3,023 shares at an exercise price of $55.69, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 3,756 shares at an exercise price of $53.80, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 3,447 shares at an exercise price of $56.58, but were adjusted to reflect the August 2012 stock split.
These stock appreciation rights were previously reported as covering 4,236 shares at an exercise price of $43.10, but were adjusted to reflect the August 2012 stock split.
Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock.
Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.
Reflects the acquisition of 1,028.6 additional shares of Class B common stock issued in the August 2012 stock split.