Filing Details
- Accession Number:
- 0000006885-12-000103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-05 16:09:36
- Reporting Period:
- 2012-08-31
- Filing Date:
- 2012-09-05
- Accepted Time:
- 2012-09-05 16:09:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
6885 | Stage Stores Inc | SSI | Retail-Family Clothing Stores (5651) | 911826900 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182196 | E Richard Stasyszen | 10201 Main Street Houston TX 77025 | Svp, Finance And Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-31 | 29 | $21.45 | 18,201 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2012-08-31 | 3,000 | $9.77 | 21,201 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-08-31 | 3,000 | $21.36 | 18,201 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-09-04 | 6,750 | $19.18 | 24,951 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-04 | 6,750 | $21.56 | 18,201 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2012-08-31 | 3,000 | $0.00 | 3,000 | $9.77 |
Common Stock | Stock Appreciation Rights | Disposition | 2012-09-04 | 1,687 | $0.00 | 1,687 | $19.18 |
Common Stock | Stock Appreciation Rights | Disposition | 2012-09-04 | 1,688 | $0.00 | 1,688 | $19.18 |
Common Stock | Stock Appreciation Rights | Disposition | 2012-09-04 | 1,687 | $0.00 | 1,687 | $19.18 |
Common Stock | Stock Appreciation Rights | Disposition | 2012-09-04 | 1,688 | $0.00 | 1,688 | $19.18 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
46,050 | 2012-03-27 | 2016-03-27 | No | 4 | M | Direct |
44,363 | 2007-03-17 | 2013-03-17 | No | 4 | M | Direct |
42,675 | 2008-03-17 | 2013-03-17 | No | 4 | M | Direct |
40,988 | 2009-03-17 | 2013-03-17 | No | 4 | M | Direct |
39,300 | 2010-03-27 | 2013-03-17 | No | 4 | M | Direct |
Footnotes
- These shares, which were acquired pursuant to the Stage Stores Deferred Compensation Plan (the "Plan"), may not be transferred to an alternative investment within the Plan or liquidated by the reporting person and will remain in the reporting person's account until such date as the reporting person is no longer an employee of the issuer and for a period of six months thereafter, at which time they will be transferred to the reporting person.
- This sale was made pursuant to a pre-established, written plan for trading securities pursuant to Rule 10b5-1 adopted by the Securities Exchange Act of 1934.
- Reflects the weighted average sale price. Prices ranged from $21.26 to $21.50. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. Prices ranged from $21.50 to $21.67. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.