Filing Details

Accession Number:
0000006885-12-000103
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-05 16:09:36
Reporting Period:
2012-08-31
Filing Date:
2012-09-05
Accepted Time:
2012-09-05 16:09:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
6885 Stage Stores Inc SSI Retail-Family Clothing Stores (5651) 911826900
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182196 E Richard Stasyszen 10201 Main Street
Houston TX 77025
Svp, Finance And Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-31 29 $21.45 18,201 No 4 A Direct
Common Stock Acquisiton 2012-08-31 3,000 $9.77 21,201 No 4 M Direct
Common Stock Disposition 2012-08-31 3,000 $21.36 18,201 No 4 S Direct
Common Stock Acquisiton 2012-09-04 6,750 $19.18 24,951 No 4 M Direct
Common Stock Disposition 2012-09-04 6,750 $21.56 18,201 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2012-08-31 3,000 $0.00 3,000 $9.77
Common Stock Stock Appreciation Rights Disposition 2012-09-04 1,687 $0.00 1,687 $19.18
Common Stock Stock Appreciation Rights Disposition 2012-09-04 1,688 $0.00 1,688 $19.18
Common Stock Stock Appreciation Rights Disposition 2012-09-04 1,687 $0.00 1,687 $19.18
Common Stock Stock Appreciation Rights Disposition 2012-09-04 1,688 $0.00 1,688 $19.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
46,050 2012-03-27 2016-03-27 No 4 M Direct
44,363 2007-03-17 2013-03-17 No 4 M Direct
42,675 2008-03-17 2013-03-17 No 4 M Direct
40,988 2009-03-17 2013-03-17 No 4 M Direct
39,300 2010-03-27 2013-03-17 No 4 M Direct
Footnotes
  1. These shares, which were acquired pursuant to the Stage Stores Deferred Compensation Plan (the "Plan"), may not be transferred to an alternative investment within the Plan or liquidated by the reporting person and will remain in the reporting person's account until such date as the reporting person is no longer an employee of the issuer and for a period of six months thereafter, at which time they will be transferred to the reporting person.
  2. This sale was made pursuant to a pre-established, written plan for trading securities pursuant to Rule 10b5-1 adopted by the Securities Exchange Act of 1934.
  3. Reflects the weighted average sale price. Prices ranged from $21.26 to $21.50. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. Reflects the weighted average sale price. Prices ranged from $21.50 to $21.67. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.