Filing Details
- Accession Number:
- 0001255561-12-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-05 15:50:02
- Reporting Period:
- 2012-08-31
- Filing Date:
- 2012-09-05
- Accepted Time:
- 2012-09-05 15:50:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 824142 | Aaon Inc | AAON | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) | 870448736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1556286 | M Scott Asbjornson | 3723 Holly Trail Longview TX 75605 | Vice President,Finance & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.004 | Acquisiton | 2012-08-31 | 4,500 | $7.21 | 619,587 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2012-08-31 | 22,500 | $12.29 | 642,087 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2012-08-31 | 3,600 | $11.31 | 645,687 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2012-08-31 | 4,500 | $10.21 | 650,187 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2012-08-31 | 6,000 | $15.51 | 656,187 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Disposition | 2012-08-31 | 41,100 | $18.40 | 615,087 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-08-31 | 4,500 | $0.00 | 4,500 | $7.21 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-08-31 | 22,500 | $0.00 | 22,500 | $12.29 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-08-31 | 3,600 | $0.00 | 4,500 | $11.31 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-08-31 | 4,500 | $0.00 | 7,500 | $10.21 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-08-31 | 6,000 | $0.00 | 15,000 | $15.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-04-06 | 2015-04-06 | No | 4 | M | Direct |
| 0 | 2007-05-08 | 2016-05-08 | No | 4 | M | Direct |
| 1 | 2009-03-10 | 2018-03-10 | No | 4 | M | Direct |
| 1 | 2010-03-09 | 2019-03-09 | No | 4 | M | Direct |
| 1 | 2011-05-25 | 2020-05-25 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $19.47 | 2013-05-15 | 2021-05-15 | 10,000 | 1 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-05-15 | 10,000 | 1 | Direct |
Footnotes
- 2,000 shares consist of a restricted stock grant, vesting ratably over five years.
Billionaire Hedge Funds
