Filing Details
- Accession Number:
- 0001140361-12-039299
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-04 20:41:45
- Reporting Period:
- 2012-08-31
- Filing Date:
- 2012-09-04
- Accepted Time:
- 2012-09-04 20:41:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 730272 | Repligen Corp | RGEN | Biological Products, (No Disgnostic Substances) (2836) | 042729386 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1431114 | J William Kelly | C/O Repligen Corporation 41 Seyon Street, Bldg 1, Ste 100 Waltham MA 02453 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-31 | 80,000 | $4.82 | 85,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-08-31 | 10,000 | $3.33 | 95,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-31 | 40,409 | $5.50 | 54,591 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-31 | 8,500 | $5.51 | 46,091 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-31 | 10,700 | $5.52 | 35,391 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-31 | 9,681 | $5.53 | 25,710 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-31 | 8,000 | $5.54 | 17,710 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-31 | 9,900 | $5.55 | 7,810 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-31 | 4,803 | $5.56 | 3,007 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-31 | 800 | $5.57 | 2,207 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-31 | 1,500 | $5.59 | 707 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-31 | 400 | $5.60 | 307 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-31 | 100 | $5.61 | 207 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-31 | 107 | $5.62 | 100 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-31 | 100 | $5.63 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-08-31 | 80,000 | $0.00 | 80,000 | $4.82 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-08-31 | 10,000 | $0.00 | 10,000 | $3.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,000 | 2018-03-31 | No | 4 | M | Direct | |
| 35,000 | 2020-07-15 | No | 4 | M | Direct |
Footnotes
- 20,000 shares vested and became exercisable at each of the following dates: 3/31/2009, 3/31/2010, 3/31/2011 and 3/31/2012.
- 5,000 shares each vested and became exercisable at 7/15/2011 and 7/15/2012.
Billionaire Hedge Funds
