Filing Details
- Accession Number:
- 0001225208-12-018911
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-04 18:59:53
- Reporting Period:
- 2012-08-31
- Filing Date:
- 2012-09-04
- Accepted Time:
- 2012-09-04 18:59:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 908937 | Sirius Xm Radio Inc. | (SIRI) | Radio Broadcasting Stations (4832) | 521700207 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182130 | D Thomas Barry | 1221 Avenue Of The Americas New York NY 10020 | Senior Vp & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-31 | 225,375 | $1.04 | 225,375 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-08-31 | 187,500 | $1.69 | 412,875 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-08-31 | 166,250 | $0.67 | 579,125 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-31 | 579,125 | $2.50 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-08-31 | 225,375 | $1.04 | 225,375 | $1.04 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-08-31 | 187,500 | $1.69 | 187,500 | $1.69 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-08-31 | 166,250 | $0.67 | 166,250 | $0.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 350,750 | 2011-08-09 | 2021-08-09 | No | 4 | M | Direct |
| 562,500 | 2012-08-23 | 2021-08-23 | No | 4 | M | Direct |
| 166,250 | 2010-08-31 | 2019-08-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,196 | Indirect | By 401(k) Plan |
Billionaire Hedge Funds
