Filing Details
- Accession Number:
- 0001209191-12-044052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-04 17:34:09
- Reporting Period:
- 2012-08-30
- Filing Date:
- 2012-09-04
- Accepted Time:
- 2012-09-04 16:34:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 722256 | Hudson Valley Holding Corp | HVB | State Commercial Banks (6022) | 133148745 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191187 | S Craig Thompson | C/O 21 Scarsdale Road Yonkers NY 10707 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-08-30 | 1,317 | $16.85 | 165,583 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-30 | 5 | $16.87 | 165,578 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-30 | 200 | $16.88 | 165,378 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-30 | 191 | $16.90 | 165,187 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 35,337 | Indirect | by IRA |
| Common Stock | 7,129 | Indirect | by Profit-Sharing Plan |
| Common Stock | 1,464 | Indirect | by Spouse |
| Common Stock | 658 | Indirect | as Custodian |
| Common Stock | 658 | Indirect | By Adult Child |
Footnotes
- Held by Reporting Person as custodian for child of Reporting Person under the Uniform Transfers to Minors Act. As of June 15, 2011, two of Reporting Person's children reached the age of majority. As a result, Reporting Person no longer holds 1,316 of the 1,974 shares of stock as Custodian (as previously reported on the most recent Form 4 filed June 26, 2012). One such adult child no longer resides at the same address as Reporting Person. Therefore, Reporting Person no longer has a reportable pecuniary interest in such adult child's 658 shares of stock. The other adult child resides at the same address as Reporting Person (see footnote 2).
- Held by an adult child of Reporting Person residing at same address as Reporting Person. Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
