Filing Details
- Accession Number:
- 0000009984-12-000107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-04 14:53:44
- Reporting Period:
- 2012-08-30
- Filing Date:
- 2012-09-04
- Accepted Time:
- 2012-09-04 14:53:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478811 | Marian Acker | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Vp, Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-30 | 10,000 | $11.45 | 44,104 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-30 | 10,000 | $23.66 | 34,104 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option-Right to Buy | Disposition | 2012-08-30 | 10,000 | $0.00 | 10,000 | $11.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,200 | 2019-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3 | Indirect | By Company's Employee Stock Purchase Plan |
| Common Stock | 1,188 | Indirect | By Company's 401(k) Plan |
Footnotes
- Includes balances of 1798 Restricted Stock Units granted 2/8/10, 2100 granted 2/9/11 and 1500 granted 2/8/12, and balances of 533 Performance Share Awards granted 2/8/10, 2100 granted 2/9/11 and 2500 granted 2/8/12, that are subject to forfeiture if certain events occur.
- The option vests in three equal installments on August 10, 2010, 2011 and 2012.
- 1 for 1.
Billionaire Hedge Funds
