Filing Details
- Accession Number:
- 0001140361-12-039177
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-04 14:51:50
- Reporting Period:
- 2012-08-30
- Filing Date:
- 2012-09-04
- Accepted Time:
- 2012-09-04 14:51:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1070698 | Raptor Pharmaceutical Corp | RPTP | Pharmaceutical Preparations (2834) | 860883978 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1243489 | Erich Sager | C/O Raptor Pharmaceutical Corp. 9 Commercial Blvd., Suite 200 Novato CA 94949 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-30 | 2,700 | $2.57 | 226,381 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-30 | 2,700 | $5.00 | 223,681 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-08-31 | 5,000 | $2.57 | 228,681 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-31 | 5,000 | $5.00 | 223,681 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock options (right to buy) | Acquisiton | 2012-08-30 | 2,700 | $0.00 | 2,700 | $2.57 |
| Common Stock | Stock options (right to buy) | Acquisiton | 2012-08-31 | 5,000 | $0.00 | 5,000 | $2.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 483,483 | 2006-11-26 | 2016-05-25 | No | 4 | M | Direct |
| 478,483 | 2006-11-26 | 2016-05-25 | No | 4 | M | Direct |
Footnotes
- Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 12, 2012.
- Original option grant vests 6/36ths on November 26, 2006 and 1/36th per month thereafter.
- This transaction was executed in multiple trades at prices ranging from $5.00 to $5.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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