Filing Details
- Accession Number:
- 0000907242-12-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-31 20:39:24
- Reporting Period:
- 2012-08-27
- Filing Date:
- 2012-08-31
- Accepted Time:
- 2012-08-31 19:39:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 907242 | Monarch Casino & Resort Inc | MCRI | Hotels & Motels (7011) | 880300760 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1367876 | Ronald Rowan | 3800 S. Virginia Street Executive Offices Reno NV 89502 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-27 | 3,425 | $7.69 | 10,663 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-08-28 | 387 | $7.70 | 10,663 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-08-30 | 2,681 | $7.70 | 10,663 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option/right to buy | $8.78 | 2015-06-19 | 2022-06-19 | 33,333 | 209,332 | Direct |
| Common Stock | Option/right to buy | $9.56 | 2014-06-17 | 2021-06-17 | 33,333 | 209,332 | Direct |
| Common Stock | Option/right to buy | $11.15 | 2020-06-21 | 76,000 | 209,332 | Direct | |
| Common Stock | Option/right to buy | $11.15 | 2013-06-19 | 2020-06-19 | 33,333 | 209,332 | Direct |
| Common Stock | Option/right to buy | $7.28 | 2012-06-19 | 2019-06-19 | 33,333 | 209,332 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-06-19 | 33,333 | 209,332 | Direct |
| 2021-06-17 | 33,333 | 209,332 | Direct |
| 2020-06-21 | 76,000 | 209,332 | Direct |
| 2020-06-19 | 33,333 | 209,332 | Direct |
| 2019-06-19 | 33,333 | 209,332 | Direct |
Footnotes
- On June 21, 2010, the Company granted to Mr. Rowan an option to purchase 76,000 shares of common stock pursuant to its offer to certain employees, subject to specificed conditions, to exchange some or all of their outstanding stock options (the "Exchange offer") on the terms and conditions set forth in the Offer to Exchange Specified Stock Options for New Stock Options, dated May 21, 2010 filed as Exhibit (a)(1)(A) to the Schedule TO filed on that same datee. Subject to the Exchange Offer, Mr. Rowan tendered 100,000 stock options in exchange for the 76,000 stock option grant described above. The grant vests as follows: 16,888 vest on June 21, 2011; 42,223 vest on June 21, 2012 and 16,889 vest on June 21, 2013.
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