Filing Details
- Accession Number:
- 0001144204-12-049338
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-31 18:18:35
- Reporting Period:
- 2012-08-30
- Filing Date:
- 2012-08-31
- Accepted Time:
- 2012-08-31 18:18:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1015739 | Aware Inc | AWRE | Semiconductors & Related Devices (3674) | 042911026 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1218981 | Iii S John Stafford | 350 N. Orleans Street Suite 2N Chicago IL 60604 | Yes | No | Yes | No | |
1512282 | Ronin Capital, Llc | 350 N. Orleans Street Suite 2N Chicago IL 60654 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-30 | 3,622 | $5.98 | 2,147,220 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-08-31 | 12,241 | $5.95 | 2,159,461 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.98 to $5.99, inclusive. The reporting person undertakes to provide Aware Inc., any security holder of Aware Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.93 to $5.96, inclusive. The reporting person undertakes to provide Aware Inc., any security holder of Aware Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin.