Filing Details
- Accession Number:
- 0001209191-12-043951
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-31 17:19:27
- Reporting Period:
- 2012-08-30
- Filing Date:
- 2012-08-31
- Accepted Time:
- 2012-08-31 17:19:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1469468 | Bryan Ingram | C/O Avago Technologies Us Inc. 350 West Trimble Road San Jose CA 95131 | Svp & Gm, Wireless Semicon Div | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2012-08-30 | 25,000 | $15.00 | 75,000 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2012-08-30 | 25,000 | $35.99 | 50,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-30 | 25,000 | $0.00 | 25,000 | $15.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 125,000 | 2019-08-04 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 29, 2012.
- Transaction executed in multiple trades at prices ranging from $35.86 to $36.41 per share. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Of the 125,000 shares subject to the option remaining after completion of the transaction reported on this Form 4, 50,000 shares vested on August 5, 2012 and the remaining 75,000 shares subject thereto will vest on August 5, 2013.
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