Filing Details
- Accession Number:
- 0001209191-12-043949
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-31 17:17:49
- Reporting Period:
- 2012-08-30
- Filing Date:
- 2012-08-31
- Accepted Time:
- 2012-08-31 17:17:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1469469 | R Douglas Bettinger | C/O Avago Technologies Us Inc. 350 West Trimble Road San Jose CA 95131 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2012-08-30 | 30,000 | $10.68 | 56,260 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2012-08-30 | 30,000 | $10.68 | 86,260 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2012-08-30 | 25,000 | $15.00 | 111,260 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2012-08-30 | 30,000 | $35.99 | 81,260 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2012-08-30 | 30,000 | $35.99 | 51,260 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2012-08-30 | 25,000 | $35.99 | 26,260 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-30 | 30,000 | $0.00 | 30,000 | $10.68 |
| Ordinary Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-30 | 30,000 | $0.00 | 30,000 | $10.68 |
| Ordinary Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-08-30 | 25,000 | $0.00 | 25,000 | $15.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 90,000 | 2018-08-03 | No | 4 | M | Direct | |
| 30,000 | 2018-08-03 | No | 4 | M | Direct | |
| 25,000 | 2019-08-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 5,543 | Indirect | By Trust |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2012.
- Transaction executed in multiple trades at prices ranging from $35.85 to $36.43 per share. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Shares held by Douglas R. Bettinger as Trustee for the Bettinger Family Trust, dated June 6, 2007
- After completion of the transaction reported on this Form 4, the remaining 90,000 shares subject to this option will vest with respect to 30,000 shares on August 4 of each of 2013, 2014, and 2015.
- After completion of the transaction reported on this Form 4, the remaining 30,000 shares subject to this option will vest on August 4, 2013.
- After completion of the transaction reported on this Form 4, the remaining 25,000 shares subject to this option will vest on August 5, 2013.
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