Filing Details

Accession Number:
0001181431-12-048270
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-31 16:39:34
Reporting Period:
2012-08-29
Filing Date:
2012-08-31
Accepted Time:
2012-08-31 16:39:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1387467 Alpha & Omega Semiconductor Ltd AOSL Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1357260 Fund Principals Iii Growth Capital Sequoia 3000 Sand Hill Road, 4-250
Menlo Park CA 94025
No No Yes No
1367781 Iii Partners Growth Capital Sequoia 3000 Sand Hill Road, 4-250
Menlo Park CA 94025
No No Yes No
1367787 Scgf Iii Management Llc 3000 Sand Hill Road, 4-250
Menlo Park CA 94025
No No Yes No
1385225 P L Aiv Iii Fund Growth Capital Sequoia 3000 Sand Hill Road, 4-250
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2012-08-29 9,095 $9.87 2,744,571 No 4 S Indirect By Sequoia Capital Growth Fund III AIV, LP
Common Shares Disposition 2012-08-29 473 $9.87 141,724 No 4 S Indirect By Sequoia Capital Growth III Principals Fund LLC
Common Shares Disposition 2012-08-29 98 $9.87 30,046 No 4 S Indirect By Sequoia Capital Growth Partners III, LP
Common Shares Disposition 2012-08-30 12,000 $9.47 2,732,571 No 4 S Indirect By Sequoia Capital Growth Fund III AIV, LP
Common Shares Disposition 2012-08-30 622 $9.47 141,102 No 4 S Indirect By Sequoia Capital Growth III Principals Fund LLC
Common Shares Disposition 2012-08-30 130 $9.47 29,916 No 4 S Indirect By Sequoia Capital Growth Partners III, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Sequoia Capital Growth Fund III AIV, LP
No 4 S Indirect By Sequoia Capital Growth III Principals Fund LLC
No 4 S Indirect By Sequoia Capital Growth Partners III, LP
No 4 S Indirect By Sequoia Capital Growth Fund III AIV, LP
No 4 S Indirect By Sequoia Capital Growth III Principals Fund LLC
No 4 S Indirect By Sequoia Capital Growth Partners III, LP
Footnotes
  1. Shares held directly by Sequoia Capital Growth Fund III AIV, LP ("SC AIV"). SCGF III Management, LLC ("SCGF LLC"), is the general partner of SC AIV and may be deemed to share voting and dispositive power with respect to the shares held by SC AIV. SCGF LLC disclaims beneficial ownership of the securities held by SC AIV except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
  2. Shares held directly by Sequoia Capital Growth III Principals Fund LLC ("SC Principals"). SCGF LLC, is the managing member of SC Principals and may be deemed to share voting and dispositive power with respect to the shares held by SC Principals. SCGF LLC disclaims beneficial ownership of the securities held by SC Principals except to the extent of its pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
  3. Shares held directly by Sequoia Capital Growth Partners III, LP ("SC Partners"). SCGF LLC, is the general partner of SC Partners and may be deemed to share voting and dispositive power with respect to the shares held by SC Partners. SCGF LLC disclaims beneficial ownership of the securities held by SC Partners except to the extent of its pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.71 to $9.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.36 to $9.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.