Filing Details
- Accession Number:
- 0000930413-12-005047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-31 14:21:08
- Reporting Period:
- 2012-08-30
- Filing Date:
- 2012-08-31
- Accepted Time:
- 2012-08-31 14:21:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1289863 | Smartpros Ltd. | SPRO | Services-Educational Services (8200) | 134100476 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1296263 | S Allen Greene | C/O Smartpros Ltd 12 Skyline Drive Hawthorne NY 10532 | Chairman Of The Board And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-30 | 5,000 | $1.82 | 322,714 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Options to buy common stock | $1.99 | 2011-12-31 | 2021-08-08 | 50,000 | 50,000 | Direct |
Common Stock | Options to buy common stock | $5.78 | 2017-09-24 | 10,000 | 10,000 | Direct | |
Common Stock | Options to buy common stock | $2.54 | 2010-02-19 | 2019-02-19 | 50,000 | 50,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-08-08 | 50,000 | 50,000 | Direct |
2017-09-24 | 10,000 | 10,000 | Direct |
2019-02-19 | 50,000 | 50,000 | Direct |
Footnotes
- Immediately.
- The stock option granted on 2/19/09 vests in equal installments on each of the 1st 2nd and 3rd anniversaries of the grant date.
- The stock option granted on 8/9/11 vest in equal installments on each of 12/31/11, 12/31/12 and 12/31/13.