Filing Details
- Accession Number:
- 0001234452-12-000304
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-30 20:43:32
- Reporting Period:
- 2012-08-28
- Filing Date:
- 2012-08-30
- Accepted Time:
- 2012-08-30 20:43:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191307 | R Steven Altman | 5775 Morehouse Dr. San Diego CA 92121-1714 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-08-28 | 156,356 | $34.83 | 156,356 | No | 4 | M | Indirect | Children's Trust |
Common Stock | Disposition | 2012-08-28 | 156,356 | $62.13 | 0 | No | 4 | S | Indirect | Children's Trust |
Common Stock | Acquisiton | 2012-08-28 | 128,080 | $37.29 | 128,080 | No | 4 | M | Indirect | Children's Trust |
Common Stock | Disposition | 2012-08-28 | 128,080 | $62.13 | 0 | No | 4 | S | Indirect | Children's Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | Children's Trust |
No | 4 | S | Indirect | Children's Trust |
No | 4 | M | Indirect | Children's Trust |
No | 4 | S | Indirect | Children's Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-08-28 | 156,356 | $0.00 | 156,356 | $34.83 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-08-28 | 128,080 | $0.00 | 128,080 | $37.29 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-11-09 | No | 4 | M | Indirect | |
0 | 2017-11-11 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 104,716 | Indirect | by Trust |
Footnotes
- Securities held by Jeffrey Altman, trustee of the Altman Children's Trust dated 5/11/2010.
- The sale prices for this transaction ranged from $62.00 to $62.50. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.