Filing Details

Accession Number:
0001225208-12-018754
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-30 18:57:40
Reporting Period:
2012-08-28
Filing Date:
2012-08-30
Accepted Time:
2012-08-30 18:57:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1545654 Alexander & Baldwin Inc. ALEX Real Estate (6500) 454849780
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206918 Jr Allen W Doane 822 Bishop Street
Honolulu HI 96813
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-28 22,500 $21.66 22,500 No 4 M Direct
Common Stock Disposition 2012-08-28 22,500 $29.89 0 No 4 S Direct
Common Stock Acquisiton 2012-08-29 7,838 $21.66 7,838 No 4 M Direct
Common Stock Disposition 2012-08-29 7,838 $29.87 0 No 4 S Direct
Common Stock Acquisiton 2012-08-30 7,900 $21.66 7,900 No 4 M Direct
Common Stock Disposition 2012-08-30 7,900 $29.48 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2012-08-28 22,500 $0.00 22,500 $21.66
Common Stock Stock Option Disposition 2012-08-29 7,838 $0.00 7,838 $21.66
Common Stock Stock Option Disposition 2012-08-30 7,900 $0.00 7,900 $21.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
69,640 2012-06-29 2013-02-01 No 4 M Direct
61,802 2012-06-29 2013-02-01 No 4 M Direct
53,902 2012-06-29 2013-02-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 49,352 Indirect By Revocable Living Trust
Footnotes
  1. These shares were acquired through the exercise, prior to the start of the Issuer's next trading blackout period on September 17, 2012, of an option that expires on February 1, 2013. The period during which the option could be exercised was reduced as a result of the reporting person's retirement from employment.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.51 to $30.18, inclusive. The reporting person undertakes to provide to Alexander & Baldwin, Inc., any security holder or Alexander & Baldwin, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.71 to $30.11, inclusive. The reporting person undertakes to provide to Alexander & Baldwin, Inc., any security holder or Alexander & Baldwin, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.41 to $29.65, inclusive. The reporting person undertakes to provide to Alexander & Baldwin, Inc., any security holder or Alexander & Baldwin, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.