Filing Details
- Accession Number:
- 0000919574-12-005296
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-30 17:25:00
- Reporting Period:
- 2012-08-28
- Filing Date:
- 2012-08-30
- Accepted Time:
- 2012-08-30 17:25:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
944739 | Transwitch Corp | TXCC | Semiconductors & Related Devices (3674) | 061236189 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1026377 | Herbert Chen | C/O Lattanzio Chen Management Llc 650 Madison Avenue, 17Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $0.001 Par Value | Disposition | 2012-08-28 | 10,000 | $0.81 | 1,459,469 | No | 4 | S | Indirect | See Footnote |
Common Stock $0.001 Par Value | Disposition | 2012-08-29 | 10,000 | $0.87 | 1,449,469 | No | 4 | S | Indirect | See Footnote |
Common Stock $0.001 Par Value | Disposition | 2012-08-30 | 151,400 | $0.00 | 1,298,069 | No | 4 | J | Indirect | See Footnote |
Common Stock $0.001 Par Value | Disposition | 2012-08-30 | 22,165 | $0.91 | 1,275,904 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | J | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock $0.001 Par Value | 1,078,640 | Direct |
Footnotes
- These securities are held in the accounts of Mr. Chen's (i) wife, (ii) minor daughter or (iii) unregistered investment companies over which Mr. Chen has investment control.
- On August 30, 2012, an unregistered investment company over which Mr. Chen has investment control made an in-kind distribution of 151,400 shares to the investors in such entity.