Filing Details
- Accession Number:
- 0001181431-12-048126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-30 17:20:21
- Reporting Period:
- 2012-08-28
- Filing Date:
- 2012-08-30
- Accepted Time:
- 2012-08-30 17:20:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 767920 | Pmc Sierra Inc | PMCS | Semiconductors & Related Devices (3674) | 942925073 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1121354 | Frank Marshall | 1380 Bordeaux Drive Sunnyvale CA 94089 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-28 | 13,500 | $4.00 | 78,466 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-28 | 13,500 | $5.85 | 64,966 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-08-29 | 36,500 | $4.00 | 101,466 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-29 | 36,500 | $5.77 | 64,966 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-08-28 | 13,500 | $0.00 | 13,500 | $4.00 |
| Common Stock | Stock Option (right to buy | Disposition | 2012-08-29 | 36,500 | $0.00 | 36,500 | $4.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 36,500 | 2004-09-23 | 2012-09-23 | No | 4 | M | Direct |
| 0 | 2004-09-23 | 2012-09-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 123,328 | Indirect | See footnote |
Footnotes
- The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $5.85 to $5.8575 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $5.72 to $5.83 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Shares held directly by Timark, L.P. for which the Reporting Person is General Partner. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.
- Fully vested.
Billionaire Hedge Funds
