Filing Details
- Accession Number:
- 0001209191-12-043675
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-29 20:05:09
- Reporting Period:
- 2012-08-27
- Filing Date:
- 2012-08-29
- Accepted Time:
- 2012-08-29 20:05:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1383729 | Fusion-Io Inc. | FIO | Computer Storage Devices (3572) | 204232255 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1521969 | A. David Flynn | C/O Fusion-Io, Inc. 2855 E. Cottonwood Pkwy, Suite 100 Salt Lake City UT 84121 | Chairman, Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-27 | 450 | $0.65 | 408,097 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-27 | 450 | $30.00 | 407,647 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-08-27 | 450 | $30.00 | 3,939,697 | No | 4 | S | Indirect | by Sandusky Investments, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | by Sandusky Investments, LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | employee stock option (right to buy) | Disposition | 2012-08-27 | 450 | $0.00 | 450 | $0.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 806,276 | 2019-06-01 | No | 4 | M | Direct |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
- Pursuant to a Rule 10b5-1 trading plan established by Sandusky Investments, LLC.
- Sandusky Investments, LLC. is controlled by Mr. Flynn and co-owned by Mr. Flynn. Mr. Flynn disclaims beneficial ownership of the shares held by Sandusky Investments, LLC. except to the extent of his pecuniary interest therein. Note that the name of the entity has been corrected herein from Sandusky Investments, Ltd. to Sandusky Investments, LLC.
- 35,970 shares subject to the option become exercisable on the 3rd day of each month until April 3, 2013.
Billionaire Hedge Funds
